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CSI Securities 2004 Legal Actions

In the Matter of:  Martin Bower * I-11-08-04-01 * DV-08-182(A)

  Temporary Cease and Desist Cease and Desist
  Consent Agreement and Final Order Amended Notice of Proposed Agency Action
  Findings of Fact District Court Review

In the Matter of: John David Fox, Katherine Fox * 01-21-04-123-I

Cease and Desist

In the Matter of: Montana Hedge Partners * 03-22-04-129-I

Notice of Agency Action Consent Agreement and Final Order

In the Matter of: Mark Payton * 9-20-02-103-I * 2002-303-SEC

  Consent Agreement and Final Order

In the Matter of: John C. Quist * SEC-09-22-04-1381

  Temporary Cease and Desist

In the Matter of: E.K. Riley Investments * I-02-112-04-125

Consent Agreement and Final Order  

In the Matter of: L.H. Ross and Company * C-08-16-04-049

Consent Agreement and Final Order  

In the Matter of: Spellbinder Funding LLC * SEC-2004-35

Cease and Desist Consent Agreement and Final Order